Disclaimers and Disclosures

DISCLAIMERS AND DISCLOSURES

Last Updated: October 2026

1. General

Fairlead Tactics, Starting Line, Sector Deep Dive, Cryptocurrency Compass, Idea Generator, ETF Navigator, Fairlead Technical Intelligence ("FTI"), and other research publications, websites, communications, analytical tools, and related materials (collectively, the "Content") are published or provided by Fairlead Strategies LLC ("Fairlead Strategies" or "FS").

The Content is made available through paid subscriptions, complimentary access, and other distribution arrangements. Fairlead Strategies provides technical research, investment analysis, market commentary, research consulting, and related investment advisory services to institutional and individual subscribers.

The nature and scope of services depend on the applicable subscription plan, advisory relationship, or separate written agreement.

These disclosures supplement Fairlead Strategies' Terms of Use, Privacy Policy, Form ADV, and applicable subscription or advisory agreements. Nothing in these disclosures is intended to waive or limit any right, remedy, fiduciary duty, or liability that cannot lawfully be waived or limited.

2. Firm Structure and Regulatory Status

Fairlead Strategies LLC is an investment adviser registered with the U.S. Securities and Exchange Commission ("SEC") in reliance on its status as a related adviser to Fairlead Asset Management LLC ("FAM").

Fairlead Strategies and Fairlead Asset Management are separate affiliated entities under common ownership and control through Fairlead Holdings LLC.

Fairlead Strategies provides investment research, technical analysis, market commentary, subscription-based investment advisory services, and research consulting. Certain Premium subscription services may include individualized technical analysis, investment recommendations, and commentary concerning securities, watchlists, or portfolio holdings identified by subscribers.

Fairlead Strategies does not exercise investment discretion, execute securities transactions on behalf of subscription clients, provide continuous portfolio management, or maintain custody of client assets.

Fairlead Asset Management LLC is a separately registered investment adviser that provides investment advisory and sub-advisory services to investment funds, including the Fairlead Tactical Sector ETF (TACK) and the Amplify Fairlead Tactical Bitcoin ETF (BNAV).

FAM receives compensation for its sub-advisory services and does not serve as the primary investment adviser to either fund.

FS and FAM conduct separate business activities under common ownership and control. Research and commentary published by FS should not be construed as investment advice provided by FAM.

Registration with the SEC does not imply any particular level of skill or training.

Additional information about each registered investment adviser, including its services, fees, conflicts of interest, and business practices, is available through its applicable Form ADV disclosures.

3. Nature and Limitations of Research and Advisory Services

Fairlead Strategies provides technical research, market analysis, investment-related commentary, and advisory services intended to assist subscribers in evaluating market trends, securities, and investment opportunities.

Most research publications are general in nature and are not tailored to the financial circumstances, investment objectives, risk tolerance, or portfolio requirements of any particular subscriber.

Certain Premium subscription services may include individualized technical analysis, research consulting, investment recommendations, and commentary concerning securities, watchlists, or portfolio holdings identified by subscribers.

These services may include technical assessments, support and resistance levels, market timing considerations, investment-related opinions, portfolio analysis, chartbooks, custom filters, and analytical scans.

The scope of such services is determined by the applicable subscription or advisory agreement.

Fairlead Strategies does not provide continuous portfolio supervision, discretionary investment management, securities execution, or custody services to subscription clients.

Unless expressly agreed otherwise, Fairlead Strategies does not continuously monitor subscriber portfolios or undertake ongoing reviews of investment suitability.

Technical analysis focuses primarily on market trends, price behavior, momentum, relative strength, and other market-based indicators. Such analysis may not incorporate all fundamental, financial, tax, legal, liquidity, or other considerations relevant to a particular investor.

Subscribers retain responsibility for investment decisions and implementation of investment strategies, subject to the nature and scope of any applicable advisory relationship.

Subscribers should consider their individual financial circumstances and consult other qualified professional advisers as appropriate.

4. Opinions, Forecasts, and Forward-Looking Statements

The views, analyses, market outlooks, price targets, support and resistance levels, forecasts, recommendations, and other opinions expressed in the Content reflect the judgment of Fairlead Strategies and its personnel as of the applicable publication or analysis date.

These views are subject to change without notice and may differ from subsequent research, market commentary, automated analytical outputs, or investment decisions made by affiliated entities.

Forecasts, projections, technical signals, investment recommendations, and other forward-looking statements involve assumptions, uncertainty, and judgment.

Actual market conditions and investment outcomes may differ materially from those anticipated.

Technical assessments represent opinions based on available market information and analytical methodologies and should not be interpreted as guarantees of future price movements or investment performance.

Fairlead Strategies undertakes no obligation to update previously published Content except as otherwise required by applicable law or contractual obligation.

5. Conflicts of Interest, Affiliations, and Personal Holdings

Fairlead Strategies is affiliated with Fairlead Asset Management LLC, which receives compensation for providing sub-advisory services to investment funds, including TACK and BNAV.

These arrangements create financial interests and potential conflicts of interest when Fairlead Strategies publishes research, analysis, or commentary concerning these funds, their underlying holdings, related securities, or investment strategies.

FAM's compensation arrangements may create incentives associated with the continued operation or asset levels of affiliated investment products, depending on the applicable sub-advisory agreements.

Fairlead Strategies personnel, FAM personnel, owners, and other affiliates may hold positions in securities, ETFs, cryptocurrencies, or other financial instruments discussed in the Content.

Such positions may change without notice, subject to applicable personal trading policies, restrictions, and regulatory requirements.

Investment funds for which FAM serves as sub-adviser may hold, purchase, or sell securities or other exposures discussed in Fairlead Strategies research.

Investment decisions made for these funds may differ from the opinions, recommendations, or technical assessments presented in the Content.

Fairlead Strategies may publish favorable or unfavorable research concerning securities, sectors, or investment products in which its personnel or affiliates have financial interests.

Certain personnel may perform functions for both FS and FAM, creating potential conflicts relating to the allocation of time, resources, research, and business opportunities.

Applicable personnel and affiliated entities are subject to policies and procedures intended to identify, manage, and address conflicts of interest, including applicable Code of Ethics, personal trading, supervisory, and compliance requirements.

Additional information concerning material conflicts of interest is available in applicable regulatory filings, client agreements, and other required disclosures.

6. No Offer or Solicitation

Nothing in the Content constitutes an offer to sell or a solicitation of an offer to purchase shares of any investment fund or other security.

References to individual securities, ETFs, cryptocurrencies, investment strategies, or other financial instruments are provided in connection with Fairlead Strategies' research, analytical, and advisory services.

Such references may include investment recommendations or actionable research within the scope of an applicable advisory relationship.

References to affiliated ETFs, including TACK and BNAV, do not constitute an offer to purchase shares of those funds.

Investors considering an ETF should carefully review its prospectus and other offering materials, including investment objectives, principal risks, charges, expenses, and other relevant information, before investing.

Investment decisions should be based on the investor's circumstances and a review of the applicable offering documents.

7. Investment and Market Risks

All investments involve risk, including the possible loss of principal.

Equity securities, ETFs, fixed-income securities, commodities, currencies, cryptocurrencies, derivatives, and other financial instruments involve different risks and may experience substantial price fluctuations.

Cryptocurrency-related investments may be particularly volatile and may involve additional risks relating to liquidity, market structure, regulation, custody, derivatives exposure, operational security, and other factors.

Technical analysis is based on historical market information and analytical methodologies. Technical indicators, chart patterns, support and resistance levels, momentum assessments, and other signals may fail to anticipate future market movements.

Market conditions may change rapidly, and securities may trade above or below identified technical levels without providing advance warning.

Investment strategies based on market timing, momentum, trend-following, relative strength, or other quantitative measures may underperform during certain market environments.

Concentrated investments, leveraged products, derivatives, and less liquid securities may involve additional risks.

Past performance is not necessarily indicative of future results.

No investment strategy, technical analysis, forecast, recommendation, or analytical methodology can guarantee investment success, future returns, or protection against losses.

8. Accuracy and Availability of Information

The Content may incorporate market data, pricing information, financial information, and other materials obtained from third-party sources believed to be reliable.

Fairlead Strategies does not guarantee the accuracy, completeness, timeliness, or continued availability of such information.

Data errors, delays, omissions, technical interruptions, or differences among data providers may affect published research, market commentary, analytical outputs, and investment-related conclusions.

Certain information may be presented on a delayed basis and may not reflect current market conditions at the time it is accessed.

Historical market data may be adjusted, corrected, or revised after initial publication or analysis.

Fairlead Strategies may correct or revise information without notice but is not obligated to do so except as required by applicable law or contractual obligation.

9. Automated and Model-Based Analysis

Fairlead Strategies may provide automated analytical tools, including Fairlead Technical Intelligence ("FTI"), that generate technical indicators, market classifications, momentum assessments, support and resistance levels, quantitative observations, historical statistics, and other model-based outputs.

These analytical tools rely on proprietary methodologies, historical information, mathematical calculations, assumptions, and third-party market data.

Automated analytical outputs may be inaccurate, incomplete, delayed, inconsistent, or subject to revision.

Models may fail to identify significant market developments, changes in trend, emerging risks, or investment opportunities.

Relationship Between Automated Analysis and Published Research

Automated analytical outputs may differ from or conflict with Fairlead Strategies' published research, investment recommendations, market commentary, or opinions expressed by its personnel.

Such differences may result from variations in analytical methodology, market data, model assumptions, timeframes, professional judgment, or the timing of publication.

FTI outputs do not supersede, amend, or replace Fairlead Strategies' published research or investment recommendations unless expressly stated otherwise.

Automated outputs are not, by themselves, individualized investment advice and should be evaluated in the context of the user's circumstances and any applicable advisory relationship.

Historical Statistics, Backtesting, and Hypothetical Results

FTI and other analytical tools may display historical model performance, signal accuracy, forward returns, backtested results, or other statistical observations.

Historical or hypothetical results may reflect assumptions, model selection, data limitations, and analytical conditions that differ materially from actual investment experience.

Unless expressly indicated otherwise, backtested or hypothetical results do not represent actual trading performance and may not account for transaction costs, taxes, market impact, liquidity constraints, execution delays, or other implementation expenses.

Historical statistical relationships may not persist under changing market conditions.

No historical performance measure, analytical signal, or model-generated result guarantees future investment outcomes.

Fairlead Strategies may modify its models, methodologies, analytical parameters, features, and data sources, subject to applicable contractual and regulatory obligations.

10. Third-Party Content and Links

The Content may include information, references, or links to third-party publications, data providers, websites, and other external resources.

The inclusion of third-party information does not necessarily constitute an endorsement of the source or its opinions, products, or services.

Fairlead Strategies is not responsible for the accuracy, completeness, availability, security, or privacy practices of independently operated third-party websites or services.

Third-party content may be subject to separate licensing restrictions, usage terms, and intellectual property protections.

11. Subscriber Communications and Research Inquiries

Subscribers may direct questions concerning Fairlead Strategies research, publications, or subscription services to info@fairleadstrategies.com.

Responses may include general market commentary, clarification of technical methodologies, discussion of published research, investment-related opinions, or, where included in the applicable subscription or advisory arrangement, individualized technical analysis and recommendations concerning securities, watchlists, or portfolio holdings identified by subscribers.

The nature and scope of any advisory relationship with Fairlead Strategies are determined by the services provided, applicable agreements, and governing law.

Subscriber communications do not authorize Fairlead Strategies to exercise investment discretion, execute securities transactions, or take custody of client assets.

Communications with Fairlead Strategies do not, by themselves, establish an investment advisory relationship with Fairlead Asset Management LLC.

12. Intellectual Property and Permitted Use

Unless otherwise indicated, the Content is owned by Fairlead Strategies or used under applicable licenses and is protected by intellectual property laws.

This includes research publications, charts, technical indicators, analytical methodologies, proprietary models, algorithms, software, historical analytical outputs, databases, trademarks, and related materials.

Subscriptions and access rights are subject to applicable subscription agreements and Terms of Use.

Unless otherwise authorized, Content is provided for use by the applicable subscriber or authorized users and may not be reproduced, redistributed, republished, resold, sublicensed, or commercially exploited without prior written permission, except as permitted by applicable law.

Users may not systematically extract, scrape, or harvest proprietary research, analytical outputs, or model data, or use such materials to train or develop competing artificial intelligence systems, analytical models, investment research products, or related services, except as expressly authorized or otherwise permitted by law.

Unauthorized distribution or misuse of research publications, reports, charts, analytical outputs, or other proprietary materials may result in termination of access and other remedies available under applicable law.

13. Limitation of Liability

To the maximum extent permitted by applicable law, Fairlead Strategies and its affiliates disclaim liability for losses or damages resulting from errors, omissions, interruptions, inaccuracies, or reliance on the Content.

The Content is provided subject to the limitations, qualifications, and risks described in these disclosures, the Terms of Use, and any applicable subscription or advisory agreements.

These limitations do not eliminate Fairlead Strategies' obligations to exercise the care required by applicable law in providing investment advisory services.

Nothing in these disclosures is intended to waive or limit any rights, remedies, fiduciary duties, or liabilities that cannot lawfully be waived or limited under applicable federal or state securities laws or other applicable law.

14. Updates and Availability

Fairlead Strategies may revise these Disclaimers and Disclosures periodically to reflect changes in its services, business operations, regulatory requirements, technology, or other relevant circumstances.

The current version will be made available through the Fairlead Strategies website or upon request.

Material changes will be communicated where required by applicable law or contractual obligation.

15. Contact Information

For questions regarding these disclosures, please contact:

Fairlead Strategies LLC
4 Greenwich Office Park, 2nd Floor
Greenwich, CT 06831

Email: info@fairleadstrategies.com
Website: www.fairleadstrategies.com

Additional information concerning Fairlead Strategies LLC and Fairlead Asset Management LLC is available through their respective Form ADV disclosures at www.adviserinfo.sec.gov.